Restriction of Soft Dollar Overpayments
Number of patents in Portfolio can not be more than 2000
United States of America Patent
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N/A
Issued Date -
Dec 3, 2015
app pub date -
May 29, 2014
filing date -
May 29, 2014
priority date (Note) -
Abandoned
status (Latency Note)
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Abstract
A computer-implemented method, including retrieving, by a computer system from a data repository, a trade execution agreement that specifies an amount of soft dollars payment to be paid to a service provider for execution of a trade order; retrieving, by the computer system from the data repository, information indicative of a soft dollar agreement with the service provider, with the soft dollar agreement specifying an amount of soft dollar payments to be paid to the service provider within a predetermined period; accessing by the computer system trade settlement information that specifies an amount of soft dollar payments that have previously been paid to the service provider; determining by the computer system whether to restrict the amount of soft dollar payments for the trade order.
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