SYSTEM AND METHOD FOR ENSURING RECORDKEEPING COMPLIANCE

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Mar 10, 2015
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Mar 11, 2014

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Abstract

Methods and systems for associating call data and trade data are disclosed. Initiation of a call between a client and a dealer is detected. The call is recorded. A trade is confirmed between the client and the dealer. The call is associated with the confirmed trade.

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Patent Owner(s)

Patent Owner	Address
BLOOMBERG FINANCE L P	USA NEW YORK NEW YORK

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G06Q:DATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAP....

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Inventor Name	Address	# of filed Patents	Total Citations
WAANDERS, John	New York, US	1	0

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SYSTEM AND METHOD FOR ENSURING RECORDKEEPING COMPLIANCE

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United States of America Patent

14643460

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14643460

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