Insider trading risk management
Number of patents in Portfolio can not be more than 2000
United States of America Patent
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N/A
Issued Date -
Sep 30, 2004
app pub date -
Feb 10, 2004
filing date -
Mar 20, 2001
priority date (Note) -
Abandoned
status (Latency Note)
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Abstract
Methods and systems are disclosed for facilitating the detection and reporting of insider trading activities. Digital information related to one or more financial transactions is received into a computer and rules are created that relate the digital information to insider trading laws. An indication that that execution of the financial transaction is in violation of one or more of the insider trading rules is generated by the computer. The digital information can include, for example, supporting documentation for the transactions. An action responsive to a particular legal violation can also be generated. In some embodiments, an indication to block execution of the one or more financial transactions can be generated and transmitted. A legal authority involved in enforcing insider trading laws can also be apprised of a potential violation of a law which relates to the execution of the financial transaction.
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